SFC Licences of RAGUSA Francis Anthony 羅峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMSC Partners Limited 和信資本有限公司 | RE | 9 | 02 October 2019 | 26 December 2020 |
CMSC Partners Limited 和信資本有限公司 | RE | 4 | 02 October 2019 | 26 December 2020 |
Tora Trading Services Limited | RE | 2 | 03 August 2012 | 01 March 2013 |
Tora Trading Services Limited | RE | 1 | 03 August 2012 | 01 March 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 29 October 2007 | 08 July 2009 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 October 2007 | 08 July 2009 |