SFC Licences of COX Jason Ralph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 21 April 2016 | 08 July 2019 |
| Merrill Lynch Far East Limited | RO | 4 | 15 October 2014 | 17 July 2015 |
| Merrill Lynch Far East Limited | RO | 1 | 15 October 2014 | 17 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 15 October 2014 | 17 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 15 October 2014 | 17 July 2015 |
| Merrill Lynch Far East Limited | RE | 6 | 09 March 2005 | 17 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 09 March 2005 | 17 July 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 09 March 2005 | 15 October 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 09 March 2005 | 15 October 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 March 2005 | 15 October 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 March 2005 | 15 October 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 07 February 2005 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 October 2004 |