SFC Licences of HEMMINGS Lee Kerry

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	01 November 2011	25 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 November 2011	25 September 2012
Nomura Securities (Hong Kong) Limited	RO	7	30 April 2010	01 November 2011
Nomura Securities (Hong Kong) Limited	RO	2	01 February 2010	01 November 2011
Nomura Securities (Hong Kong) Limited	RO	1	16 April 2009	01 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	2	16 April 2009	01 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	1	16 April 2009	01 November 2011
Nomura Futures (Hong Kong) Limited	RO	2	16 April 2009	19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	16 April 2009
Lehman Brothers Futures Asia Limited	RO	2	03 March 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RO	2	03 March 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RO	1	03 March 2008	29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RO	1	03 March 2008	29 September 2008
Lehman Brothers Futures Asia Limited	RE	2	03 July 2007	03 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	03 July 2007	03 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	03 July 2007	03 March 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	03 July 2007	03 March 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	29 November 2005	09 June 2007
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	29 November 2005	09 June 2007