SFC Licences of LO Kwok Man 盧國文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 22 April 2008 | 20 December 2008 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 07 September 2007 | 01 March 2008 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 28 July 2004 | 20 April 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 April 2004 | 20 April 2005 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 | RE | 9 | 01 April 2003 | 30 April 2003 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 | RE | 6 | 01 April 2003 | 30 April 2003 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 | RE | 4 | 01 April 2003 | 30 April 2003 |