SFC Licences of WONG Wai Fong 黃惠芳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Riches Depot Securities Co., Limited 聚富證券有限公司 RO 1 07 March 2018
Riches Depot Securities Co., Limited 聚富證券有限公司 RE 1 10 January 2018 07 March 2018
Forthright Securities Company Limited 方德證券有限公司 RO 1 13 November 2017 15 December 2017
Forthright Securities Company Limited 方德證券有限公司 RE 1 09 August 2016 13 November 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 19 August 2003 12 July 2016
VMS Securities Limited 鼎珮證券有限公司 RE 1 01 April 2003 13 August 2003
VMS Securities Limited 鼎珮證券有限公司 RE 4 01 April 2003 13 August 2003
VMS Securities Limited 鼎珮證券有限公司 RE 6 01 April 2003 13 August 2003
VMS Securities Limited 鼎珮證券有限公司 RE 9 01 April 2003 13 August 2003