SFC Licences of CHIU Wen-Yu 邱文友
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 March 2022 | 01 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 March 2022 | 01 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 March 2022 | 01 March 2024 |
| Merrill Lynch Far East Limited | RE | 6 | 07 March 2022 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 07 March 2022 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 07 March 2022 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 6 | 11 March 2010 | 06 November 2012 |
| Merrill Lynch Far East Limited | RE | 4 | 11 March 2010 | 06 November 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 11 March 2010 | 06 November 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 11 March 2010 | 06 November 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 March 2010 | 06 November 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 March 2010 | 06 November 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 13 March 2009 | 12 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 March 2009 | 12 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 12 March 2009 | 12 February 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 26 August 2008 | 11 December 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 16 September 2008 |
| Merrill Lynch Far East Limited | RE | 4 | 22 April 2005 | 26 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 September 2004 | 11 December 2008 |
| Merrill Lynch Far East Limited | RE | 6 | 13 September 2004 | 26 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 13 September 2004 | 26 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 September 2004 | 26 August 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 29 May 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 29 May 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 29 May 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 29 May 2004 |