SFC Licences of LEE Kin Man, Desmond 李健文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RO | 9 | 31 October 2023 | |
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RO | 4 | 31 October 2023 | |
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RO | 1 | 31 October 2023 | |
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 4 | 01 March 2023 | 31 October 2023 |
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 1 | 01 March 2023 | 31 October 2023 |
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 4 | 20 August 2020 | 01 March 2023 |
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 20 August 2020 | 01 March 2023 |
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 9 | 03 April 2020 | 31 October 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 April 2005 | 13 July 2007 |