SFC Licences of TONG Pauline 唐寶琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Avenue Asset Management Limited 道信資產管理有限公司	RE	9	02 May 2017	05 June 2022
Avenue Asset Management Limited 道信資產管理有限公司	RE	4	02 May 2017	05 June 2022
Avenue Family Office Limited 道信家族辦公室有限公司	RE	9	02 May 2017
Avenue Family Office Limited 道信家族辦公室有限公司	RE	4	02 May 2017
Avenue Family Office Limited 道信家族辦公室有限公司	RE	1	02 May 2017
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司	RE	4	14 September 2016	17 March 2017
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司	RE	1	14 September 2016	17 March 2017
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司	RO	4	24 June 2005	31 August 2009
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司	RO	1	24 June 2005	31 August 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 April 2003	27 May 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 April 2003	27 May 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	01 April 2003	27 May 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	9	01 April 2003	27 May 2003