SFC Licences of RUMJAHN Kevin Kalim 林基榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 17 November 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 17 November 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 17 November 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 6 24 November 2010 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 24 November 2010 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 24 November 2010 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 23 April 2008 24 November 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 20 March 2008 24 November 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 20 March 2008 24 November 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 30 August 2006 16 February 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 30 August 2006 16 February 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 24 August 2006 16 February 2008
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 6 26 April 2006 07 August 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 1 26 April 2006 07 August 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 16 April 2004 26 April 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 16 April 2004 26 April 2006