SFC Licences of CHO Fook Tat 曹福達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 03 December 2018 | |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 17 September 2018 | 03 December 2018 |
Haitong International Research Limited 海通國際研究有限公司 | RO | 4 | 19 August 2009 | 31 August 2018 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 01 April 2003 | 19 August 2009 |