SFC Licences of NYDICK Jay Scott

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 12 July 2010 15 July 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 26 January 2010 29 January 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 6 01 April 2003 01 July 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 9 01 April 2003 01 July 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 4 01 April 2003 01 July 2003