SFC Licences of NYDICK Jay Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 12 July 2010 | 15 July 2010 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 26 January 2010 | 29 January 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 6 | 01 April 2003 | 01 July 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 9 | 01 April 2003 | 01 July 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 4 | 01 April 2003 | 01 July 2003 |