SFC Licences of KIM David Dong-wook
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 4 | 28 December 2010 | 31 December 2012 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 1 | 28 December 2010 | 31 December 2012 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 17 June 2009 | 24 November 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 17 June 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |