SFC Licences of KATO Mayumi 加藤真由美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 5 | 05 January 2018 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 2 | 05 January 2018 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 17 April 2014 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 18 July 2012 | |
Nomura Securities (Hong Kong) Limited | RE | 2 | 02 February 2010 | 31 May 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 15 November 2004 | 31 May 2012 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 15 November 2004 | 19 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 September 2004 | 31 May 2012 |
Meiji Yasuda Asia Limited 明治安田亞洲有限公司 | RE | 9 | 01 April 2003 | 24 September 2004 |
Meiji Yasuda Asia Limited 明治安田亞洲有限公司 | RE | 4 | 01 April 2003 | 24 September 2004 |
Yasuda Asia Limited 安田亞洲有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
Yasuda Asia Limited 安田亞洲有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |