SFC Licences of PO Kwong Chiu 蒲廣潮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Grand China Securities Limited 華業證券有限公司 RO 4 05 May 2023
Grand China Securities Limited 華業證券有限公司 RO 9 13 February 2023
Grand China Securities Limited 華業證券有限公司 RO 2 13 February 2023
Grand China Securities Limited 華業證券有限公司 RO 1 20 December 2022
Quantsmile (HK) Limited 量盈(香港)有限公司 RO 9 16 July 2019 31 October 2022
Quantsmile (HK) Limited 量盈(香港)有限公司 RE 9 03 April 2017 16 July 2019
T G Securities Limited 滙澤證券有限公司 RO 2 08 December 2016 31 October 2022
T G Securities Limited 滙澤證券有限公司 RO 1 08 December 2016 31 October 2022
T G Securities Limited 滙澤證券有限公司 RE 2 19 October 2016 08 December 2016
T G Securities Limited 滙澤證券有限公司 RE 1 19 October 2016 08 December 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 26 November 2009 03 October 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 27 April 2009 03 October 2016