SFC Licences of PO Kwong Chiu 蒲廣潮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grand China Securities Limited 華業證券有限公司 | RO | 4 | 05 May 2023 | |
Grand China Securities Limited 華業證券有限公司 | RO | 9 | 13 February 2023 | |
Grand China Securities Limited 華業證券有限公司 | RO | 2 | 13 February 2023 | |
Grand China Securities Limited 華業證券有限公司 | RO | 1 | 20 December 2022 | |
Quantsmile (HK) Limited 量盈(香港)有限公司 | RO | 9 | 16 July 2019 | 31 October 2022 |
Quantsmile (HK) Limited 量盈(香港)有限公司 | RE | 9 | 03 April 2017 | 16 July 2019 |
T G Securities Limited 滙澤證券有限公司 | RO | 2 | 08 December 2016 | 31 October 2022 |
T G Securities Limited 滙澤證券有限公司 | RO | 1 | 08 December 2016 | 31 October 2022 |
T G Securities Limited 滙澤證券有限公司 | RE | 2 | 19 October 2016 | 08 December 2016 |
T G Securities Limited 滙澤證券有限公司 | RE | 1 | 19 October 2016 | 08 December 2016 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 26 November 2009 | 03 October 2016 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 27 April 2009 | 03 October 2016 |