SFC Licences of LO Tai Hung, Eric 盧大雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 October 2009 | 01 August 2012 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 27 October 2007 | 27 April 2009 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 05 October 2007 | 27 April 2009 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 01 April 2003 | 01 September 2007 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 01 April 2003 | 17 December 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 01 April 2003 | 17 December 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 6 | 01 April 2003 | 05 June 2004 |