SFC Licences of TO See Wai 杜思慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 26 January 2007 14 October 2010
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 RE 4 17 March 2004 04 September 2006