SFC Licences of TO See Wai 杜思慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 26 January 2007 | 14 October 2010 |
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 17 March 2004 | 04 September 2006 |