SFC Licences of CHAN George Lung-cheung 陳龍翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 28 June 2017 | 11 August 2021 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 16 August 2016 | 04 March 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 November 2012 | 14 April 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 July 2004 | 13 June 2012 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 12 July 2004 | 07 September 2006 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 23 December 2003 | 05 July 2004 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 26 April 2003 | 18 December 2003 |