SFC Licences of NG Kin Ying, Wendy 吳建櫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 17 April 2008 20 March 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2004 09 November 2007
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 RE 4 01 April 2003 21 January 2004