SFC Licences of LEUNG Hoi Yan, Judy 梁凱恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bright Fund Management Limited 光明投資管理有限公司 RE 9 03 July 2013 30 May 2015
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 10 April 2013 30 May 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 10 April 2013 30 May 2015
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 15 November 2012 31 March 2013
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 15 November 2012 31 March 2013
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 15 November 2012 31 March 2013
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 06 March 2008 05 October 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 12 September 2006 05 October 2012
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 12 June 2003 04 February 2005
Victorfield Securities Limited 益力證券有限公司 RE 9 01 April 2003 12 June 2003
Victorfield Securities Limited 益力證券有限公司 RE 1 01 April 2003 12 June 2003
Victorfield Securities Limited 益力證券有限公司 RE 4 01 April 2003 12 June 2003
Victorfield Securities Limited 益力證券有限公司 RE 6 01 April 2003 12 June 2003