SFC Licences of KO Yui Chit, Janice 高睿哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RO 7 07 February 2023
Macquarie Capital Limited 麥格理資本股份有限公司 RO 1 07 February 2023
Macquarie Asia Securities Limited RO 1 07 February 2023
Macquarie Capital Limited 麥格理資本股份有限公司 RE 7 23 May 2022 07 February 2023
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 23 May 2022 07 February 2023
Macquarie Asia Securities Limited RE 1 23 May 2022 07 February 2023
Legal & General Investment Management Asia Limited RE 2 05 January 2022 13 May 2022
Legal & General Investment Management Asia Limited RE 1 05 January 2022 13 May 2022
Merrill Lynch Far East Limited RO 1 18 April 2019 23 February 2021
Merrill Lynch (Asia Pacific) Limited RO 1 18 April 2019 23 February 2021
Merrill Lynch Far East Limited RE 7 06 September 2013 01 November 2018
Merrill Lynch (Asia Pacific) Limited RE 7 01 December 2011 23 September 2013
Merrill Lynch Far East Limited RE 2 26 August 2010 23 February 2021
Merrill Lynch Far East Limited RE 1 02 August 2010 18 April 2019
Merrill Lynch (Asia Pacific) Limited RE 1 02 August 2010 18 April 2019
Merrill Lynch Futures (Hong Kong) Limited RE 2 02 August 2010 26 August 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 02 May 2007 04 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 November 2003 04 June 2010