SFC Licences of YANG Xiao Ming 楊曉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 09 May 2019
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 24 July 2003 30 April 2019
Enlighten Securities Limited 名匯證券有限公司 RE 1 01 April 2003 24 July 2003
Enlighten Securities Limited 名匯證券有限公司 RE 9 01 April 2003 23 July 2003
Enlighten Securities Limited 名匯證券有限公司 RE 4 01 April 2003 23 July 2003
Enlighten Securities Limited 名匯證券有限公司 RE 6 01 April 2003 23 July 2003