SFC Licences of YANG Xiao Ming 楊曉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 09 May 2019 | |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 24 July 2003 | 30 April 2019 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 01 April 2003 | 24 July 2003 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 9 | 01 April 2003 | 23 July 2003 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 4 | 01 April 2003 | 23 July 2003 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 6 | 01 April 2003 | 23 July 2003 |