SFC Licences of HO Kin Fun, Philip 何建勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 6 10 November 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 1 10 November 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 03 August 2022 10 November 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 03 August 2022 10 November 2022
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RO 6 18 August 2021 28 December 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 10 May 2021 28 December 2021
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 10 May 2021 18 August 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 14 October 2020 18 December 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 14 October 2020 18 December 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 14 October 2020 18 December 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 03 November 2015 24 July 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 26 August 2015 24 July 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 26 August 2015 03 November 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 18 December 2014 10 July 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 29 August 2013 18 December 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 29 June 2011 16 July 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 29 June 2011 16 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 29 June 2011 31 January 2012
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 15 November 2005 22 February 2008