SFC Licences of HO Kin Fun, Philip 何建勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Quam Capital Limited 華富建業企業融資有限公司	RO	6	29 January 2024
Quam Capital Limited 華富建業企業融資有限公司	RE	6	04 October 2023	29 January 2024
Quam Capital Limited 華富建業企業融資有限公司	RE	1	04 October 2023
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	1	29 May 2023	06 September 2023
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RO	6	10 November 2022	06 September 2023
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RO	1	10 November 2022	29 May 2023
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	6	03 August 2022	10 November 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	1	03 August 2022	10 November 2022
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RO	6	18 August 2021	28 December 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	10 May 2021	28 December 2021
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	10 May 2021	18 August 2021
Haitong International Capital Limited 海通國際資本有限公司	RE	6	14 October 2020	18 December 2020
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	14 October 2020	18 December 2020
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	14 October 2020	18 December 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	6	03 November 2015	24 July 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	26 August 2015	24 July 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	26 August 2015	03 November 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	6	18 December 2014	10 July 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	29 August 2013	18 December 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	29 June 2011	16 July 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	29 June 2011	16 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	29 June 2011	31 January 2012
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	6	15 November 2005	22 February 2008