SFC Licences of LAU Yan Yan, Toynbee 劉恩恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Futures Limited 富昌期貨有限公司 RE 2 05 August 2016 26 May 2017
Fulbright Securities Limited 富昌證券有限公司 RE 1 05 August 2016 26 May 2017
Fulbright Futures Limited 富昌期貨有限公司 RE 2 09 December 2013 14 June 2016
Fulbright Securities Limited 富昌證券有限公司 RE 1 09 December 2013 14 June 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 20 June 2012 04 December 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 June 2012 04 December 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 06 January 2011 04 December 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 06 January 2011 04 December 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 08 December 2008 18 December 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 29 September 2003 18 December 2010
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 01 April 2003 10 July 2003
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 9 01 April 2003 10 July 2003