SFC Licences of TAM Kit Sai 譚潔茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldin Equities Limited 高銀(證券)有限公司 | RE | 1 | 24 July 2009 | 24 July 2020 |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 01 April 2003 | 23 June 2008 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
Schroder Investment Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 June 2003 |