SFC Licences of SUN Cheuk Wa 孫卓華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 December 2013 | 16 January 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 July 2005 | 05 September 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 05 May 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 01 April 2003 | 05 May 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 05 May 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 01 April 2003 | 05 May 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 05 May 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 05 May 2004 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 05 May 2004 |
Nomura Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 05 May 2004 |
Nomura Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 05 May 2004 |