SFC Licences of SUN Cheuk Wa 孫卓華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 10 December 2013 16 January 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 06 July 2005 05 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 05 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 01 April 2003 05 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 05 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 5 01 April 2003 05 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 05 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 05 May 2004
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 05 May 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 05 May 2004
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 05 May 2004