SFC Licences of CHAN Kwun Wah Derek 陳冠樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 19 March 2014
Kingston Securities Limited 金利豐證券有限公司 RO 1 19 March 2014
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 05 February 2014 19 March 2014
Kingston Securities Limited 金利豐證券有限公司 RE 1 05 February 2014 19 March 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 18 October 2013 12 January 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 18 October 2013 12 January 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 09 May 2012 10 October 2013
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RO 1 14 March 2012 10 October 2013
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RO 6 22 December 2010 10 October 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 05 November 2010 09 May 2012
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RE 1 05 November 2010 14 March 2012
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RE 6 05 November 2010 22 December 2010
Joy Silver Limited 喜銀有限公司 RO 6 18 October 2010 26 October 2010
Joy Silver Limited 喜銀有限公司 RE 6 24 September 2010 18 October 2010
Evolution Asia Investments Limited RO 6 12 July 2010 12 September 2010
Huarong International Securities Limited 華融國際證券有限公司 RO 6 22 January 2010 15 June 2010
South China Capital Limited 南華融資有限公司 RE 6 26 February 2009 19 March 2009
South China Securities Limited 南華證券投資有限公司 RE 1 26 February 2009 19 March 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 6 28 April 2008 10 January 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 11 April 2008 10 January 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 01 April 2008 28 April 2008
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 20 March 2007 15 March 2008
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 19 March 2004 20 March 2007
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 6 01 April 2003 19 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 7 01 April 2003 19 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 9 01 April 2003 19 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 4 01 April 2003 19 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 01 April 2003 19 March 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 9 01 April 2003 19 March 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 6 01 April 2003 19 March 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 4 01 April 2003 19 March 2004