SFC Licences of LAU Wai Ming, Patrick 劉維銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RE | 1, 4, 9 | 28 April 2017 | |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 1 | 10 January 2017 | 31 March 2017 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RE | 1, 4, 9 | 16 June 2014 | 21 November 2016 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | 1, 4, 9 | 03 December 2012 | 03 June 2013 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RE | 1, 4, 9 | 14 September 2011 | 03 December 2012 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
RE | 4, 9 | 16 September 2010 | 12 August 2011 |
| Redford Securities Limited 泓福證券有限公司 |
RE | 1 | 06 July 2009 | 15 October 2009 |
| Patterson Financial Services Limited |
RE | 4 | 22 February 2006 | 20 March 2009 |