SFC Licences of LAU Wai Ming, Patrick 劉維銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RE 1, 4, 9 28 April 2017
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 10 January 2017 31 March 2017
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RE 1, 4, 9 16 June 2014 21 November 2016
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RO 1, 4, 9 03 December 2012 03 June 2013
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RE 1, 4, 9 14 September 2011 03 December 2012
Money Concepts (Asia) Limited 美國萬利理財有限公司
RE 4, 9 16 September 2010 12 August 2011
Redford Securities Limited 泓福證券有限公司
RE 1 06 July 2009 15 October 2009
Patterson Financial Services Limited
RE 4 22 February 2006 20 March 2009