SFC Licences of TANG Ka Nam 鄧嘉南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 RO 9 30 October 2019
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 RO 4 30 October 2019
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 RO 1 30 October 2019
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 RE 4 13 November 2018 30 October 2019
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 RE 1 13 November 2018 30 October 2019
Neuberger Berman Asia Limited RE 4 07 May 2014 02 November 2018
Neuberger Berman Asia Limited RE 1 07 May 2014 02 November 2018
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 9 27 January 2014 30 April 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 4 27 January 2014 30 April 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 1 27 January 2014 30 April 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 13 May 2013 27 January 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 13 May 2013 27 January 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 13 May 2013 27 January 2014
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RO 1 03 April 2007 06 April 2013
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RO 4 03 April 2007 06 April 2013
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RO 9 03 April 2007 06 April 2013
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 30 September 2005 03 April 2007
Allianz Global Investors Hong Kong Limited RE 1 08 April 2005 28 September 2005
Allianz Global Investors Hong Kong Limited RE 4 19 September 2003 03 August 2005
HSBC Global Asset Management (Hong Kong) Limited RE 4 01 April 2003 20 August 2003
HSBC Investment Funds (Hong Kong) Limited RE 4 01 April 2003 20 August 2003
HSBC Global Asset Management (Hong Kong) Limited RE 6 01 April 2003 20 August 2003
HSBC Investment Funds (Hong Kong) Limited RE 6 01 April 2003 20 August 2003
HSBC Global Asset Management (Hong Kong) Limited RE 9 01 April 2003 20 August 2003
HSBC Investment Funds (Hong Kong) Limited RE 9 01 April 2003 20 August 2003