SFC Licences of GOH Shao Loong, Daryl 吳少龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 09 August 2010 | 28 January 2011 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 05 September 2008 | 11 September 2009 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 13 July 2007 | 16 May 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 13 July 2007 | 16 May 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 July 2007 | 16 May 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 August 2005 | 26 June 2007 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 10 August 2005 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 10 December 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 10 December 2003 |