SFC Licences of TAO Tak Yin, Dexter 陶德賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 4 | 17 July 2007 | 27 April 2013 |
Merrill Lynch Far East Limited | RE | 1 | 17 July 2007 | 27 April 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 July 2007 | 27 April 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 July 2007 | 27 April 2013 |
Merrill Lynch Far East Limited | RE | 6 | 04 July 2007 | 27 April 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 04 July 2007 | 27 April 2013 |
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RO | 6 | 02 March 2007 | 23 June 2007 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 6 | 01 December 2003 | 01 January 2007 |
WAG Financial Services Group Limited 華高金融服務有限公司 | RE | 6 | 01 April 2003 | 20 September 2003 |
WAG Financial Services Group Limited 華高金融服務有限公司 | RE | 4 | 01 April 2003 | 20 September 2003 |