SFC Licences of NGIE Chuen Shun 倪傳順
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 17 September 2020 | |
| UBS Securities Hong Kong Limited | RE | 6 | 14 July 2020 | 17 September 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 02 March 2012 | 30 June 2020 |
| Deutsche Bank Aktiengesellschaft | 6 | 18 November 2008 | ||
| Deutsche Bank Aktiengesellschaft | 1 | 18 November 2008 | ||
| Evolution Asia Investments Limited | RE | 6 | 01 April 2003 | 24 February 2004 |