SFC Licences of LAI Shun Wai, Patrick 賴汛維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	07 August 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	07 August 2017
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	07 August 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	24 March 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RO	3	24 March 2014	07 August 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	1	24 March 2014	07 August 2017
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RO	2	24 March 2014	07 August 2017
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RO	1	24 March 2014	16 July 2017
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	01 April 2003	24 March 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003	24 March 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003	24 March 2014
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	22 January 2013
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	05 August 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	02 September 2003