SFC Licences of CHOW Thomas 周少民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sparc Capital Management Limited 宏德資產管理有限公司	RO	9	03 March 2023	30 November 2023
Sparc Capital Management Limited 宏德資產管理有限公司	RO	4	03 March 2023	30 November 2023
Sparc Capital Management Limited 宏德資產管理有限公司	RE	9	02 March 2023	03 March 2023
Soul Ventures Investment Limited	RO	9	11 March 2022	14 December 2022
Avanta Investment Management Limited 安永達投資管理有限公司	RO	9	13 March 2020	21 February 2022
Avanta Investment Management Limited 安永達投資管理有限公司	RO	4	13 March 2020	21 February 2022
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司	RE	9	28 April 2015	12 October 2018
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司	RE	4	28 April 2015	12 October 2018
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司	RE	9	12 August 2014	10 February 2015
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司	RE	4	12 August 2014	10 February 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	20 October 2008	12 February 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	09 September 2008	12 February 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	24 April 2006	30 August 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	08 July 2004	18 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	18 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	18 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	09 June 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	09 June 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	09 June 2004