SFC Licences of NG Hiu Ling 吳曉菱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 9 | 13 December 2007 | 08 September 2009 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 13 December 2007 | 08 September 2009 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 16 November 2007 | 08 September 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 07 August 2007 | 15 October 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2007 | 15 October 2007 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 1 | 30 March 2006 | 12 July 2006 |