SFC Licences of LEE Tik Man, Dick 李迪文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| De Riva Asia Limited | RO | 2 | 18 June 2013 | |
| De Riva Asia Limited | RO | 1 | 18 June 2013 | |
| De Riva Asia Limited | RE | 2 | 21 March 2013 | 18 June 2013 |
| De Riva Asia Limited | RE | 1 | 21 March 2013 | 18 June 2013 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 2 | 03 June 2011 | 10 December 2012 |
| BGC Securities (Hong Kong) LLC | RO | 2 | 25 June 2008 | 28 February 2013 |
| BGC Securities (Hong Kong) LLC | RO | 1 | 25 June 2008 | 28 February 2013 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 25 February 2008 | 25 June 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 30 April 2007 | 14 January 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 24 March 2006 | 14 January 2008 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RE | 1 | 24 March 2006 | 30 April 2007 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 01 April 2003 | 18 March 2006 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 April 2003 | 18 March 2006 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2003 | 18 March 2006 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 5 | 01 April 2003 | 09 October 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 9 | 01 April 2003 | 09 October 2003 |