SFC Licences of ZHANG David 張海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Isola Capital Asset Management Limited 道源資產管理有限公司
RO 1, 4, 9 05 November 2019
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1, 4, 9 13 August 2019 05 November 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RO 1, 4, 6 06 May 2011 13 April 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1 27 November 2009 06 May 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 4, 6 13 October 2008 06 May 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RE 4 26 May 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RE 6 05 May 2008 29 September 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 25 June 2007 17 January 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1 25 June 2007 17 January 2008
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司
RE 1, 4, 6, 9 01 April 2003 06 March 2004