SFC Licences of ZHANG David 張海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | 1, 4, 9 | 05 November 2019 | |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RE | 1, 4, 9 | 13 August 2019 | 05 November 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | 1, 4, 6 | 06 May 2011 | 13 April 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 1 | 27 November 2009 | 06 May 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 4, 6 | 13 October 2008 | 06 May 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RE | 4 | 26 May 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RE | 6 | 05 May 2008 | 29 September 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RE | 1, 6 | 25 June 2007 | 17 January 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited |
RE | 1 | 25 June 2007 | 17 January 2008 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RE | 1, 4, 6, 9 | 01 April 2003 | 06 March 2004 |