SFC Licences of HAU Wing Ka, Ricky 侯榮嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 4 | 16 September 2014 | |
LGT Investment Management (Asia) Limited | RE | 1 | 16 September 2014 | |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RO | 4 | 03 May 2013 | 18 August 2014 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 10 January 2006 | 14 December 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 May 2005 | 09 August 2005 |
Hang Seng Securities Limited 恒生證券有限公司 | RE | 4 | 22 December 2004 | 07 May 2005 |
Hang Seng Securities Limited 恒生證券有限公司 | RE | 1 | 22 December 2004 | 07 May 2005 |