SFC Licences of LI Kwok Suen 李國璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 25 October 2016 | 12 August 2021 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 30 December 2004 | 12 August 2021 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 December 2004 | 12 August 2021 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 13 December 2004 | 26 September 2016 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 | RO | 6 | 05 February 2004 | 10 December 2004 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 | RO | 4 | 03 July 2003 | 10 December 2004 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 | RE | 4 | 01 April 2003 | 03 July 2003 |