SFC Licences of LI Sai Yiu, Charles 李世耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RO 9 20 March 2023
HSBC Investment Funds (Hong Kong) Limited RO 4 20 March 2023
HSBC Investment Funds (Hong Kong) Limited RO 1 20 March 2023
HSBC Global Asset Management (Hong Kong) Limited RO 9 20 March 2023
HSBC Global Asset Management (Hong Kong) Limited RO 4 20 March 2023
HSBC Global Asset Management (Hong Kong) Limited RO 1 20 March 2023
HSBC Investment Funds (Hong Kong) Limited RE 9 14 October 2022 20 March 2023
HSBC Global Asset Management (Hong Kong) Limited RE 9 14 October 2022 20 March 2023
HSBC Investment Funds (Hong Kong) Limited RE 4 23 September 2022 20 March 2023
HSBC Investment Funds (Hong Kong) Limited RE 1 23 September 2022 20 March 2023
HSBC Global Asset Management (Hong Kong) Limited RE 4 23 September 2022 20 March 2023
HSBC Global Asset Management (Hong Kong) Limited RE 1 23 September 2022 20 March 2023
UBS Asset Management (Hong Kong) Limited RO 4 16 February 2016 15 July 2022
UBS Asset Management (Hong Kong) Limited RO 1 16 February 2016 15 July 2022
UBS Asset Management (Hong Kong) Limited RE 1 01 February 2013 16 February 2016
UBS Asset Management (Hong Kong) Limited RE 9 04 March 2010 22 January 2016
UBS Asset Management (Hong Kong) Limited RE 4 08 February 2010 16 February 2016
Allianz Global Investors Hong Kong Limited RE 1 09 August 2006 01 August 2009
Allianz Global Investors Hong Kong Limited RE 4 06 July 2006 01 August 2009
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 RE 4 03 November 2003 23 June 2006
Fortis Investment Management Asia Limited 富通基金管理亞洲有限公司 RE 9 01 April 2003 01 May 2003
Fortis Investment Management Asia Limited 富通基金管理亞洲有限公司 RE 4 01 April 2003 01 May 2003
Fortis Investment Management Asia Limited 富通基金管理亞洲有限公司 RE 1 01 April 2003 01 May 2003