SFC Licences of CHAN Kam Wah, Simon 陳錦華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 26 May 2005 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 26 May 2005 | |
Splendor Global Investments Limited 卓智環球投資有限公司 | RE | 4 | 17 February 2005 | 18 May 2005 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 08 November 2004 | 12 January 2005 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 24 March 2004 | 30 July 2004 |
Splendor Global Investments Limited 卓智環球投資有限公司 | RE | 4 | 21 July 2003 | 22 March 2004 |