SFC Licences of WONG Kam Suen, David 王鑑旋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Victoria International Asset Management Limited | RO | 9 | 01 June 2022 | |
Victoria International Asset Management Limited | RO | 4 | 01 June 2022 | |
Asset Management Group Limited 資產管理集團有限公司 | RE | 9 | 28 July 2017 | 30 September 2021 |
Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 06 June 2016 | 30 September 2021 |
Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 06 June 2016 | 30 September 2021 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 08 February 2012 | 25 August 2014 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 08 February 2012 | 25 August 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 08 February 2012 | 25 August 2014 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 24 December 2010 | 01 April 2011 |