SFC Licences of QU Simon Tao 曲濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Natixis Asia Limited RE 4 15 July 2019
Natixis Asia Limited RE 1 15 July 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 03 July 2012 22 April 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 03 July 2012 22 April 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 6 19 January 2011 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 1 19 January 2011 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 17 June 2010 19 January 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 17 June 2010 19 January 2011
Merrill Lynch Far East Limited RE 4 22 April 2005 02 June 2007
Merrill Lynch Far East Limited RE 1 22 April 2005 02 June 2007
Merrill Lynch Far East Limited RE 6 01 April 2004 02 June 2007
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2004 02 June 2007
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2004 02 June 2007
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2004 02 June 2007
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 01 April 2003 20 March 2004
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 01 April 2003 20 March 2004