SFC Licences of PANG On Ki 彭安琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 June 2017 | 21 January 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 June 2017 | 21 January 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 November 2015 | 19 May 2017 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 March 2013 | 18 April 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 06 September 2011 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 02 November 2010 | 06 September 2011 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 01 April 2003 | 20 November 2010 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 4 | 01 April 2003 | 08 January 2004 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |