SFC Licences of CHU Kwok Mei 朱國美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 19 May 2015 | |
| RaffAello Securities (HK) Limited | RO | 1 | 16 May 2012 | 26 July 2012 |
| RaffAello Securities (HK) Limited | RE | 1 | 12 March 2012 | 16 May 2012 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 01 March 2012 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 01 April 2003 | 03 March 2008 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 4 | 01 April 2003 | 27 April 2004 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 6 | 01 April 2003 | 27 April 2004 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 7 | 01 April 2003 | 08 September 2003 |