SFC Licences of LEE Sai Yin 李世賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Schroder Investment Management (Hong Kong) Limited RO 4 02 May 2018 10 June 2022
Schroder Investment Management (Hong Kong) Limited RO 1 02 May 2018 10 June 2022
Schroder Investment Management (Hong Kong) Limited RE 9 02 October 2007 10 June 2022
Schroder Investment Management (Hong Kong) Limited RE 4 02 October 2007 02 May 2018
Schroder Investment Management (Hong Kong) Limited RE 1 02 October 2007 02 May 2018
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 9 23 September 2006 08 September 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 4 23 September 2006 08 September 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 1 23 September 2006 08 September 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 9 23 September 2006 08 September 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 4 23 September 2006 08 September 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 1 23 September 2006 08 September 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 02 August 2006 23 September 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 02 August 2006 23 September 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 02 August 2006 23 September 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 02 August 2006 23 September 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 02 August 2006 23 September 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 02 August 2006 23 September 2006
Allianz Global Investors Hong Kong Limited RE 1 08 April 2005 08 July 2006
Allianz Global Investors Hong Kong Limited RE 9 01 April 2003 08 July 2006
Allianz Global Investors Hong Kong Limited RE 6 01 April 2003 03 March 2005
Allianz Global Investors Hong Kong Limited RE 4 01 April 2003 03 March 2005