SFC Licences of SO Sau Ying 蘇秀瑛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 15 February 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 15 February 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 02 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 02 June 2004 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 02 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 02 June 2004 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 02 June 2004 |