SFC Licences of SO Tsz Yan Yenny 蘇子恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 04 November 2016 | 01 June 2018 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 04 November 2016 | 01 June 2018 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 04 November 2016 | 01 June 2018 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 15 January 2014 | 03 June 2015 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 15 January 2014 | 03 June 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 10 October 2011 | 01 May 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 October 2011 | 01 May 2013 |