SFC Licences of WAN Kai Yip 溫啟業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 05 August 2011 | 30 October 2011 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 7 | 05 August 2011 | 30 August 2011 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 05 August 2011 | |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 05 August 2011 | |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 08 March 2011 | 04 May 2011 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 14 August 2006 | 04 May 2011 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 30 April 2003 | 04 May 2011 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 30 April 2003 | 04 December 2003 |