SFC Licences of SHUM Siu Kai, Dick 岑紹佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 26 May 2006 | 16 May 2008 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 April 2003 | 17 June 2004 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 01 April 2003 | 21 May 2004 |