SFC Licences of POON Lok Ming, Louis 潘樂鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BLS Capital Limited 百翱資本有限公司 RO 4 05 March 2024
BLS Capital Limited 百翱資本有限公司 RE 9 29 November 2023
Allfunds Hong Kong Limited RO 4 25 March 2020 30 October 2021
Allfunds Hong Kong Limited RO 1 25 March 2020 30 October 2021
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 21 May 2019 19 July 2019
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 16 May 2019 19 July 2019
VTB Capital Hong Kong Limited RE 4 26 July 2018 29 March 2019
VTB Capital Hong Kong Limited RE 1 26 July 2018 29 March 2019
VTB Capital Hong Kong Limited RO 4 22 January 2018 26 July 2018
VTB Capital Hong Kong Limited RO 1 22 January 2018 26 July 2018
VTB Capital Hong Kong Limited RE 4 14 November 2016 22 January 2018
VTB Capital Hong Kong Limited RE 1 14 November 2016 22 January 2018
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 9 10 February 2015 25 June 2016
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 4 10 February 2015 25 June 2016
Zhongcai Asset Management Limited 中財資產管理有限公司 RO 4 18 July 2014 14 August 2014
Zhongcai Asset Management Limited 中財資產管理有限公司 RO 1 18 July 2014 14 August 2014
Zhongcai Asset Management Limited 中財資產管理有限公司 RE 4 10 June 2014 18 July 2014
Zhongcai Asset Management Limited 中財資產管理有限公司 RE 1 10 June 2014 18 July 2014
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RO 4 26 July 2011 30 January 2014
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RO 1 26 July 2011 30 January 2014
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 4 18 May 2011 26 July 2011
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 1 18 May 2011 26 July 2011
Robeco Hong Kong Limited RE 4 13 June 2008 03 May 2011
Robeco Hong Kong Limited RE 1 13 June 2008 03 May 2011
New Star International Investment Products (Asia) Limited RO 1 13 February 2007 23 May 2008
New Star International Investment Products (Asia) Limited RO 4 23 October 2006 23 May 2008
New Star International Investment Products (Asia) Limited RE 9 31 March 2004 31 March 2007
New Star International Investment Products (Asia) Limited RE 4 31 March 2004 23 October 2006
Franklin Templeton Investments (Asia) Limited RE 1 01 April 2003 24 March 2004
Franklin Templeton Investments (Asia) Limited RE 4 01 April 2003 03 September 2003
Franklin Templeton Investments (Asia) Limited RE 6 01 April 2003 03 September 2003
Franklin Templeton Investments (Asia) Limited RE 9 01 April 2003 03 September 2003